The Nottingham Difference
Financial technology engine behind your pooled investment vehicles
EXPERTISE ON THE BACK END TO OPERATE YOUR STRUCTURE IN THE MOST COST EFFECTIVE AND EFFICIENT MANNER.
CONSULTATIVE APPROACH ON THE FRONT END TO HELP YOU DETERMINE THE BEST POOLED INVESTMENT STRUCTURE FOR YOUR SITUATION.
After completing the first ever multi-class open end mutual fund to ETF conversion in early 2021, Nottingham got together to speak with Greg Rutherford (Founder of Adaptive Investments), Terry Davis (Shareholder with global law firm Greenberg Traurig), and Pete McCabe (COO of Nottingham) to get their thoughts and insights on the conversion.
Whether you want to market your strategy to a wider or different target client, or you want to combine accounts for efficiency, there are many options for pooling investment assets. Your solution might be a(n):
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- Exchange Traded Fund (ETF)
- Open-end mutual fund (40 Act)
- Closed-end interval fund
- Private investment fund (non-registered or hedge fund)
- Collective Investment Trust
- Local Government Investment Pool
- Foundation or endowment exempt investment pool
Nottingham avoids presuming that one size fits all. Rather, we listen first and then suggest which vehicle will best meet your needs. Consultative problem-solving backed by more than three decades of experience is the Nottingham difference.
Nottingham Services
What Our Clients Say







Nottingham News
Interval and tender offer closed-end funds
Interval funds are closed-end managed investment companies registered under the Investment Company Act of 1940 that rely on Rule 23c-3
Advisers Act Rule 206(4)-1 (Marketing Rule)
As the compliance date for the Advisers Act Rule 206(4)-1 (Marketing Rule) quickly approaches, the SEC has issued an alert
Nottingham named to Great Employer list
Nottingham has been included in the Best Companies Group list of Great Employers in North Carolina again this year – and
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Our thirty-plus years of fund consulting and administration experience provides the resources you need for fund structure design and cutting-edge fund administration technology. We avoid cookie-cutter solutions, listening first and advising second.