SHAREHOLDER SERVICES

TRANSFER AGENT SERVICES

Nottingham views the handling of shareholder purchases and redemptions, service requests, tax reporting and other direct interactions with your investors as an extension of your firm. While we do not get involved with sales and marketing, once you have an investor in your investment vehicle, Nottingham’s shareholder servicing team treats your shareholders as though they were our own. Given our unique combination of accounts – mutual funds, private hedge funds, government investment pools and foundation endowment accounts – Nottingham has a unique ability to react to your investor’s unique needs and reporting requirements.

SINCE 1989

Nottingham is the only transfer agent registered with the SEC in the southeastern U.S., and has been registered as a transfer agent for most of three decades. The TA registration gives us unique flexibility in handling a variety of structures that many of our competitors simply are not licensed to handle, such as ETFs, actively managed ETFs, closed end funds, closed end interval funds, hybrid funds, alternative open end funds and of course our core bread and butter, 1940 Act open end mutual funds.

You guys have never treated me like the small fish that I am. Your team has always done an excellent job for me and my shareholders and for that I'm a very thankful, loyal customer.
-- North Carolina-Based Hedge Fund Manager

ACCESSIBILITY AND ATTENTION TO DETAIL

Our TA team combines experience with a culture of southern friendliness, and personally answered telephones. With Nottingham, you will find an unparalleled combination of accessibility and responsiveness along with precision and attention to detail among our shareholder services staff and transfer agents. We take pride in delivering the highest quality services available while focusing on being personable and building relationships with everyone involved in the funds we administer.

It is so nice to have an organization that works so hard on our behalf. You have made me feel so comfortable about the transition from my previous provider. I've been in business since I was 15 years old, and I have never met a group of people that I liked as much from day one as the folks at Nottingham.
-- East Coast-Based Hedge Fund Manager

Have a Question? Ready to Get Started?

Do you question the status quo?  Like to think outside the box?  Have difficulty coloring inside the lines?

We’re kindred spirits. Our practical experience – along with formal training in diverse areas like accounting, technology, finance and the law – provides you with a deep resource for creative thought, design and engineering. Tell us what you have in mind and we’ll explore together the possibilities.