Nottingham

Compliance Programs – Proactive as Opposed to Reactive

By Nottingham|2023-11-22T20:10:06+00:00October 25th, 2021|

Not an issue until it becomes an ENORMOUS issue... A mantra that I often

BBD’s Industry Insights Video Series: Mutual Fund to ETF Conversions

By Nottingham|2023-10-27T13:52:24+00:00September 15th, 2021|

Nottingham's Jace Schuppan joins BBD's Jim Kaiser in a conversation about mutual fund to

Cybersecurity Concerns: Don’t Wait to Enhance Your Program and Defenses

By Nottingham|2022-03-11T15:52:54+00:00September 13th, 2021|

By: Matt Baskir It should come as no surprise that every annual and examination

SEC Risk Alerts: Always Something Useful to Learn

By Nottingham|2023-10-27T14:07:01+00:00August 17th, 2021|

By Matt Baskir Even if the July 21st Risk Alerts issued by the SEC

What boards need to know about mutual fund-to-ETF conversions

By Nottingham|2022-03-11T15:52:54+00:00July 21st, 2021|

Fund Directions Naimish Keswani July 9, 2021 Mutual fund sponsors this year have successfully

Mutual Fund – ETF Conversion Primer

By Nottingham|2023-11-22T20:00:25+00:00July 8th, 2021|

While total mutual fund assets under management still outnumber ETF assets by a few

Nottingham Named Among NC’s Best Employers

By Nottingham|2023-10-27T13:59:10+00:00June 16th, 2021|

We are honored to be named as one of the 2021 Best Employers in

Nottingham Leads Revolutionary Mutual Fund to ETF Conversion

By Nottingham|2022-03-11T15:52:54+00:00May 19th, 2021|

ROCKY MOUNT, N.C., May 13, 2021 /PRNewswire/ -- The Nottingham Company, a leading fund

Nottingham shepherds first administrator issuer led conversion of mutual fund to ETF

By Nottingham|2023-10-27T14:05:28+00:00May 13th, 2021|

Rocky Mount, NC | May 10, 2021 11:46 AM, Eastern First public trades

Nottingham receives SEC effectiveness for its first mutual fund to ETF conversion

By Nottingham|2022-03-11T15:52:54+00:00May 4th, 2021|

Adaptive Growth Opportunities ETF (AGOX) NEWS RELEASE BY Nottingham Rocky Mount, NC | April 29, 2021 11:15