Mike Knox

Managing Director, Nottingham Shareholder Services

Mike is responsible for the day-to-day oversight of our SEC-registered transfer agency.  As Managing Director of Nottingham Shareholder Services (“NSS”), Mike supervises the shareholder servicing team, which is responsible for investor account transactions, confirmations, and maintenance. He also leads efforts to streamline NSS’s processes for a more efficient workflow and user experience. A native Charlottean and graduate of UNC Charlotte, Mike has over 24 years of transfer agency and broker dealer experience. Prior to joining Nottingham, he held several senior management positions at LPL Financial with responsibility for securities and insurance licensing and broker dealer conversions. Prior to a long tenure with LPL, Mike was responsible for shareholder services in the mutual fund division of PFPC. He holds FINRA Series 6, 7, 26, 63, and 99 licenses. When Mike’s not running NSS, you might find him riding an ATV and enjoying the great outdoors with his family.